Compliance Officer-Rotterdam

Uitdagende functie bij een Internationale Financiële dienstverlener in Rotterdam.
Als Compliance Officer maak je deel uit van het team Compliance, Legal en Internal Control. Ook onderhoud je contact met collega-Compliance Officers in buitenlandse vestigingen.

Wat ga je doen?

The Compliance Officer will be involved in several tasks and responsibilities, varying from policy and procedure setting and interpretation of regulatory laws, to controls within the context of the 2nd line responsibilities of the department. AML tasks will be an important part of those controls.

You will work closely with business units to convey and interpret regulatory requirements, analyse and evaluate data needed to meet these requirements and quality assurance.

The main responsibilities include:

  • Assist in the development of compliance initiatives and programs.
  • Aid in the design, development, and implementation of a risk assessment framework.
  • Support the improvement of tools to monitor, analyse, and report suspicious activity. Ensure consistent and timely feedback on cases that have been escalated
  • Handle the management and execution of second line monitoring and assessment program for Anti-Money Laundering/Counter-Terrorism Financing (AML/CTF), including file reviews of (suspicious) activities/clients. Help with identifying any AML/CTF loopholes and coordinating projects to bridge those gaps.
  • Improve and maintain AML/CTF policies and procedures
  • Develop and execute face-to-face training for staff in various business units as required.
  • Acts as secretary for the Complaints Committee
  • Act as back up for the Compliance Monitoring and Testing (ICU) Officer
  • Act as first point of contact with external parties like bailiffs, judicial organizations
  • Maintain awareness of the department’s Business Continuity Plan and undertake appropriate training to ensure correct action is taken in the event of an incident or disruption

Identify and initiate improvements to work, customer service, quality, work processes and organizational matters in order to contribute to business efficiency goals

Wat breng je mee?

Education and experience

  • University degree in Dutch Law or minimum academic ‘working and thinking level’
  • ACAMS certification is a pre
  • (Extensive) Knowledge of Wft, Wwft and FIU reporting
  • Minimum of 5 years of relevant experience in the banking sector in 1LoD or 2 LoD.

Skills & Abilities

  • Strong verbal and written communication skills, both in Dutch and in English
  • Analytical
  • Methodical with a risk based and strategic mind-set
  • Ability to understand business needs and address conflicts.
  • Strong organization skills and attention for detail
  • Understanding of AML concepts in several of the areas like AML investigation workflows and case management, KYC/CDD, correspondent banking, transaction monitoring, and suspicious activity reporting
  • Creating and maintaining Procedure and Policies
  • Good knowledge of the key relevant legal, regulatory and statutory requirements, technical interpretation and the ability to provide advice thereon.

Is dit jouw droombaan, of wil je eerst meer weten? Neem contact met ons op en we vertellen je er graag meer over!

Contactpersoon: Wendy Miltenburg
M: (06) 5207 0894

Of klik op “APPLY NOW” om direct te solliciteren

Over ID Risk & Compliance Professionals

ID Risk & Compliance Professionals is een expert op het gebied van Risk en Compliance. Vanuit onze eigen achtergrond in het vakgebied zijn we een professionele gesprekspartner, voor zowel opdrachtgever als professional. Door onze inhoudelijke kennis en uitgebreide netwerk zijn we in staat ontwikkelingen in het vakgebied goed te volgen en bieden we maatwerk met een persoonlijke benadering. Wij geloven, en investeren, in het bouwen van lange termijn relaties. Daarom willen wij weten waar je nu in jouw carrière staan en waar je naar toe wilt. Wij willen weten welke wensen je hebt, waarin je excelleert en wat je belangrijk vindt. Wij willen weten wat jouw “ID” is!

Position: Compliance Officer-Rotterdam

Thank you for submitting your application. We will contact you shortly!

Job Location
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Date posted
april 2, 2019